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Yue Zuo1,Xudong Qi2,Huifeng Hu1,Tao Zou3,Ping Wang1.[en_title][J].Control Theory and Technology,2026,24(2):293~306.[Copy]
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A data-drivenmodeling approach for predictive control ofmixed traffic flow
YueZuo1,XudongQi2,HuifengHu1,TaoZou3,PingWang1
0
(School of Intelligent Systems Engineering, Sun Yat-Sen University, Shenzhen 518107, Guangdong, China;School of Electronics and Control Engineering, Chang’an University, Xi’an 710064, Shaanxi, China;School of Mechanical and Electrical Engineering, Guangzhou University, Guangzhou 510006, Guangdong, China)
摘要:
Effective control of mixed traffic flow remains challenging due to vehicle behavior uncertainty and complex interactions. This paper proposes a data-driven control strategy for connected and autonomous vehicles (CAVs) in mixed traffic flow, implemented through variable speed limits and lane-changing guidance. First, a cellular automata model of mixed traffic flow is developed, with adjustable CAVs’ maximum speed limit and lane-changing probability, thereby linking microscopic CAV operating rules to macroscopic traffic flow dynamics. Second, a recurrent neural network (RNN) is employed to capture the temporal dynamics of the traffic system and predict the evolution of traffic flow states. The RNN is then linearized via the Koopman operator, transforming the complex nonlinear model into a linear representation for the design of a computationally efficient model predictive controller. Finally, simulation results demonstrate that the strategy increases the average traffic speed by 14.2% across 12 traffic scenarios. Specifically, under the challenging conditions of high traffic density with low CAVpenetration, it achieves a 5.22% improvement and promotes amore uniform vehicle distribution. These findings highlight the potential of the proposed approach for mixed traffic flow regulation.
关键词:  Mixed traffic flow · Model predictive control · Cellular automata model · Koopman operator
DOI:https://doi.org/10.1007/s11768-025-00312-3
基金项目:This work was supported in part by the National Natural Science Foundation of China under Grant No. 52372321 and in part by the Shenzhen Science and Technology Program under Grant No. JCYJ20240813151243056.
A data-drivenmodeling approach for predictive control ofmixedtraffic flow
Yue Zuo1,Xudong Qi2,Huifeng Hu1,Tao Zou3,Ping Wang1
(School of Intelligent Systems Engineering, Sun Yat-Sen University, Shenzhen 518107, Guangdong, China;School of Electronics and Control Engineering, Chang’an University, Xi’an 710064, Shaanxi, China;School of Mechanical and Electrical Engineering, Guangzhou University, Guangzhou 510006, Guangdong, China)
Abstract:
Effective control of mixed traffic flow remains challenging due to vehicle behavior uncertainty and complex interactions. This paper proposes a data-driven control strategy for connected and autonomous vehicles (CAVs) in mixed traffic flow, implemented through variable speed limits and lane-changing guidance. First, a cellular automata model of mixed traffic flow is developed, with adjustable CAVs’ maximum speed limit and lane-changing probability, thereby linking microscopic CAV operating rules to macroscopic traffic flow dynamics. Second, a recurrent neural network (RNN) is employed to capture the temporal dynamics of the traffic system and predict the evolution of traffic flow states. The RNN is then linearized via the Koopman operator, transforming the complex nonlinear model into a linear representation for the design of a computationally efficient model predictive controller. Finally, simulation results demonstrate that the strategy increases the average traffic speed by 14.2% across 12 traffic scenarios. Specifically, under the challenging conditions of high traffic density with low CAVpenetration, it achieves a 5.22% improvement and promotes amore uniform vehicle distribution. These findings highlight the potential of the proposed approach for mixed traffic flow regulation.
Key words:  Mixed traffic flow · Model predictive control · Cellular automata model · Koopman operator